What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: October 12, 2016

Stoltmann Law Offices is investigating Adam Briller, a broker registered with Oppenheimer & Co. in New York, New York. Briller has received three customer complaints and one pending customer complaint. He was accused of recommending unsuitable securities and executing unauthorized transactions, failing to follow instructions to sell stock, executing unauthorized trading in GLOBIX, and misrepresenting and omitting material facts related to unsuitable annuity transactions, among other things. All of these are against securities rules and regulations and Briller’s former firm, Oppenheimer & Co., can be held responsible for investments losses because of the firm’s inability to reasonably supervise him. Please call our Chicago-based law offices today for a free consultation in order to find out more about how you can bring legal action against Oppenheimer for losses in the Financial Industry Regulatory Authority (FINRA) arbitration forum. There is no obligation and we take cases on a contingency fee basis only which means we don’t collect any money unless you receive yours. 312-332-4200.

Adam Briller was registered with GKN Securities Corp in New York, New York from August 1993 until January 1995, Joseph Stevens & Company in Brooklyn, New York from January 1995 until October 2001, Citicorp Investment Services in Port Washington, New York from January 2002 until May 2007 and Citigroup Global Markets in Port Washington from May 2007 until January 2010. He is currently registered with Oppenheimer in Hauppauge, New York and has been since January 2010. He has four customer disputes against him, one of which is currently pending.

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If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

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