What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: September 25, 2015

The Financial Industry Regulatory Authority (FINRA) barred Alejandro Federico Marin Aigster from the industry for alleged misconduct involving an unauthorized loan with a bank customer. He also failed to inform his employer, Mercantil Commercebank, of an unsatisfied lien against him. The regulatory authority also barred Heidi Diana Carter, of J.P. Morgan Chase Bank in San Diego, for allegedly stealing money from a retail bank customer. Aigster was registered with Mercantil Commercebank Investment Services in Coral Gables, Florida, from August 2012 until December 2014. He is not licensed within the industry. Both Aigster and Carter were permanently barred from the industry. If you invested money with either former broker, please call our securities law firm in Chicago, Illinois at 312-332-4200 to speak with an attorney. Their former firms may be held liable for investment losses because of their inability to reasonably supervise them.

Disclaimer

The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.

PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.

Chicago Investment Fraud Attorneys Offering Nationwide Representation to Investors

If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

Stoltmann Law Securities Investment Fraud Attorneys