The Financial Industry Regulatory Authority (FINRA) barred Alejandro Federico Marin Aigster from the industry for alleged misconduct involving an unauthorized loan with a bank customer. He also failed to inform his employer, Mercantil Commercebank, of an unsatisfied lien against him. The regulatory authority also barred Heidi Diana Carter, of J.P. Morgan Chase Bank in San Diego, for allegedly stealing money from a retail bank customer. Aigster was registered with Mercantil Commercebank Investment Services in Coral Gables, Florida, from August 2012 until December 2014. He is not licensed within the industry. Both Aigster and Carter were permanently barred from the industry. If you invested money with either former broker, please call our securities law firm in Chicago, Illinois at 312-332-4200 to speak with an attorney. Their former firms may be held liable for investment losses because of their inability to reasonably supervise them.
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