Published On: July 13, 2015

Did you lose money with AlphaBridge Capital Management? If so, please call our securities law firm based in Chicago at 312-332-4200 to speak to an attorney. We may be able to help you recover your financial losses with AlphaBridge in the Financial Industry Regulatory Authority (FINRA) arbitration process. We sue companies such as these in order for investors to recover their money.

According to a complaint filed by the Securities and Exchange Commission (SEC) AlphaBridge and its owners and executives Thomas J. Kutzen and Michael J. Carino, over-inflated the values of the internal holdings in funds that deceived investors. The funds were invested in mortgage backed securities and U.S. Treasuries. AlphaBridge was paid a management fee of 2% of the total assets plus 20% of net profits. AlphaBridge was required to provide valuations for internal assets of the funds to be verified by an independent auditor. AlphaBridge then told investors that there were price quotes, when, in fact, there were not. This led to the valuations being over-inflated and the funds went down from $138 million to $48 million. Another claim was filed by the SEC against Lawrence Evans, one of the registered representatives who sold the funds.

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