Published On: September 15, 2015

Anthony Paul Librizzi entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA). FINRA accused him of borrowing $33,000 from two customers. In April 2007, while Librizzi was registered at CGMI, he received $25,000 of an undocumented loan from a customer. The client issued the check from her brokerage account and transferred it to Librizzi. According to FINRA, in April 2010, Librizzi received an $8,000 loan from a customer in a handwritten loan agreement. He was registered with Wells Fargo at the time. These transgressions are against securities rules and regulations and for them he was fined $5,000 and suspended for 30 days from the industry.

Librizzi was registered with Merrill Lynch in New York, New York from May 1991 until January 1999, Citigroup in Egg Harbor Township, New Jersey from January 1999 until February 2009 and Wells Fargo Advisors in Linwood, New Jersey from January 2009 until September 2013. He is currently registered with L.O. Thomas & Co. in Linwood. If you lost money with Anthony Paul Librizzi, please call us at 312-332-4200 to speak with an attorney about your options of recovering money.

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