Did you lose money with Apostolos Nicholas Papadea, formerly of Wells Fargo Advisors? If so, the attorneys at Stoltmann Law Offices may be able to help you recover your losses in the Financial Industry Regulatory Authority (FINRA) arbitration forum by calling 312-332-4200. The call is free to an attorney and there is no obligation. Please call today as time is of the essence with these cases, that we take on a contingency fee basis only. You may be able to sue his firm, Wells Fargo Advisors, for losses, as they may be responsible for them.
According to his Letter of Acceptance, Waiver and Consent (AWC) with FINRA, Papadea was accused of exercising discretion in a customer’s account without written authorization from the customer. Allegedly, the misconduct took place between September 2015 and October 2015. Papadea effected 27 transactions in two customer accounts. For this, he was fined $5,000 and suspended from associating with any FINRA member firm for 20 business days in all capacities.
Papdea was registered with The Robinson-Humphrey Company in Atlanta, Georgia from June 1969 until November 2001 and Wells Fargo in Columbia, South Carolina from November 2001 until November 2015. He has three customer disputes against him.
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