What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: June 30, 2016

Stoltmann Law Offices is interested in speaking to investors who may have invested money with Darrell Smith, formerly of Multi-Financial Securities Corporation. He was accused of selling fraudulent securities, forgery, conversion of funds and for violating Iowa’s Uniform Securities Act. Smith was registered with Mony Securities Corp in New York, New York from July 1987 until October 1990, Travelers Equities Sales in El Segundo, California from July 1992 until August 1994, Advantage Capital Corp in Atlanta, Georgia from August 1994 until December 1999, Next Financial Group in Houston, Texas from January 2000 until February 2001 and Multi-Financial Securities Corp in Mason City, Iowa from February 2001 until March 2012. He has 12 customer disputes against him. He is not licensed within the industry and the Financial Industry Regulatory Authority (FINRA) permanently barred him from acting as a broker or otherwise associating with firms that sell securities to the public. Please call our Chicago-based law firm today to speak to an attorney about your options of suing Smith’s former firm, Multi-Financial Securities Corp in the FINRA arbitration process. We help investors recover their financial losses on a contingency fee basis.

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