Published On: January 11, 2017

According to a recent Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA), Barbara Dalton Russell was accused of being involved in an outside business activity without providing full and complete written notice to her member firm, Divine Capital. This is against securities rules and regulations. The misconduct occurred between August 2013 and December 2013. For this, she was fined $5,000 and suspended from association with any FINRA member firm in any and all capacities for a period of two months.

According to her online, FINRA BrokerCheck report, Ms. Russell was registered with CIBC Oppenheimer Corp, Solid ISG Capital Markets, The Bank Street Group, Viant Capital LLC, National Securities Corp, Divine Capital in New York, New York from August 2013 until December 2013 and Race Rock Capital. She is currently employed at Detwiler Fenton & Co. in Boston, Massachusetts and has been since October 2015. Please call today if you lost money with Barbara Russell. We may be able to help you recover your losses on a contingency fee basis by bringing legal action against Divine Capital. The call is free with no obligation.

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