Stoltmann Law Offices is interested in speaking to any investors who may have lost money after investing with Barry S. Brower, a former broker with Ameriprise Financial in San Antonio, Texas. You may be able to recover some of that money by calling our securities fraud law firm based in Chicago, Illinois. We concentrate on suing brokerage firms such as Ameriprise Financial, for their inability to supervise their brokers such as Mr. Brower. They can be held liable for money losses, as they have a duty to reasonably supervise their employees. 312-332-4200. We concentrate on suing brokerage firms such as Ameriprise Financial for their failure to reasonably supervise financial advisors affiliated with their firm.
Brower entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) in order to resolve allegations that he exercised discretion over customer accounts and made trades without written authorization from those clients. According to Brower’s FINRA BrokerCheck report, he was registered with IDS Life Insurance Company in Minneapolis, Minnesota from September 1987 until July 2006 before being registered with Ameriprise from 1987 until March 2014. He is not currently licensed within the industry.
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