What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: June 10, 2015

Stoltmann Law Offices is interested in speaking to any investors who may have lost money after investing with Barry S. Brower, a former broker with Ameriprise Financial in San Antonio, Texas. You may be able to recover some of that money by calling our securities fraud law firm based in Chicago, Illinois. We concentrate on suing brokerage firms such as Ameriprise Financial, for their inability to supervise their brokers such as Mr. Brower. They can be held liable for money losses, as they have a duty to reasonably supervise their employees. 312-332-4200. We concentrate on suing brokerage firms such as Ameriprise Financial for their failure to reasonably supervise financial advisors affiliated with their firm.

Brower entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) in order to resolve allegations that he exercised discretion over customer accounts and made trades without written authorization from those clients. According to Brower’s FINRA BrokerCheck report, he was registered with IDS Life Insurance Company in Minneapolis, Minnesota from September 1987 until July 2006 before being registered with Ameriprise from 1987 until March 2014. He is not currently licensed within the industry.

Disclaimer

The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.

PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.

Chicago Investment Fraud Attorneys Offering Nationwide Representation to Investors

If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

Stoltmann Law Securities Investment Fraud Attorneys