According to a recent Settlement Order with the Financial Industry Regulatory Authority (FINRA), Bernardo Misseri failed to disclose private securities transactions and an outside business activity to his former firm, Legend Securities. He was suspended for two years and fined $15,000 for this misconduct. This is against securities rules and regulations. Misseri’s former firm, Legend Securities, can be held liable for investment losses. Please call our Chicago-based securities law firm at 312-332-4200 to speak to an attorney about your losses. We may be able to help you bring a claim against Legend Securities in the FINRA arbitration forum on a contingency fee basis. The call is free with no obligation.
Misseri was registered with LCP Capital Corp, R.D. White & Co., Benson York Group, JP Turner & Co., McGinn Smith & Co., and Legend Securities in Staten Island, New York from December 2009 until December 2016. He has eight customer disputes against him, three of which are currently pending. He is not currently registered within the industry, according to his online FINRA BrokerCheck report.
The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.
PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.