What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: September 2, 2015

Stoltmann Law Offices is investigating Brian Nicholas Folland, a National Securities broker in California who is not currently licensed to act as a broker or investment adviser. According to his BrokerCheck report, Folland has thirty customer complaints against him. He has been accused of misrepresenting and omitting material facts related to an investment that was unsuitable, breaching fiduciary duty, negligently misrepresenting material facts related to an investment, and common law fraud.

Folland was registered with Merrill Lynch in New York, New York, from May 1995 until May 1999, Prudential Securities Inc. in New York from June 1999 until January 2003, First Montauk Securities Corp in Fresno, California from April 2003 until August 2007 and National Securities Corporation in Fesno from July 2007 until May 2013. He has 30 customer disputes against him, seven of which are currently pending. He is not licensed within the industry. If you invested money with Brian Nicholas Folland, please call our securities law office in Chicago at 312-332-4200. You may have a claim to bring against Folland in the FINRA arbitration forum. His former firm, National Securities, may be liable for investment losses as they had a duty to reasonably supervise him while he was employed there.

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