Published On: September 2, 2015

Stoltmann Law Offices is investigating Brian Nicholas Folland, a National Securities broker in California who is not currently licensed to act as a broker or investment adviser. According to his BrokerCheck report, Folland has thirty customer complaints against him. He has been accused of misrepresenting and omitting material facts related to an investment that was unsuitable, breaching fiduciary duty, negligently misrepresenting material facts related to an investment, and common law fraud.

Folland was registered with Merrill Lynch in New York, New York, from May 1995 until May 1999, Prudential Securities Inc. in New York from June 1999 until January 2003, First Montauk Securities Corp in Fresno, California from April 2003 until August 2007 and National Securities Corporation in Fesno from July 2007 until May 2013. He has 30 customer disputes against him, seven of which are currently pending. He is not licensed within the industry. If you invested money with Brian Nicholas Folland, please call our securities law office in Chicago at 312-332-4200. You may have a claim to bring against Folland in the FINRA arbitration forum. His former firm, National Securities, may be liable for investment losses as they had a duty to reasonably supervise him while he was employed there.

Disclaimer

The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.

PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.

Chicago Investment Fraud Attorneys Offering Nationwide Representation to Investors

If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

Stoltman Law Securities and Investment Fraud Attorneys