Stoltmann Law Offices is investigating Brian Pebley, a financial advisor in Johnstown, Colorado, who previously worked for Rainmaker Securities. Pebley is accused of soliciting at least one investor to invest with Ten X Holdings, in 2010, according to an Illinois Securities Department complaint. He may have solicited three other investors to do the same. In the past five years, notes for Ten X Holdings have stopped paying interest and investors have suffered financial losses. Pebley was registered with PFS Investments in Duluth, Georgia from July 2004 until November 2009, Brewer Financial Services in Chicago, Illinois from October 2009 until January 2010, Rainmaker Securities in Lakewood, Colorado from January 2010 until July 2010 and Packerland Brokerage Services in Loveland from January 2011 until August 2011. He is not currently licensed within the industry, according to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report.
If you invested money with Brian Pebley, his former firm, Rainmaker Securities, can be held liable for investment losses. They had a duty to reasonably supervise him while he was employed there. If they did not do so, they can be sued in the FINRA arbitration forum. Please call 312-332-4200 for a free consultation with one of our attorneys. We takes cases on a contingency fee basis only. Please call as soon as possible, as time is of the essence.
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