Did you or someone you know lose money with Eugene Riggio, formerly of Wilmington Capital Securities? If so, the attorneys of Stoltmann Law Offices are interested in speaking to you about your losses. We are securities attorneys based in Chicago and Barrington, Illinois who help investors recover their losses on a contingency fee basis. Brokerage firms have an ironclad obligation to oversee their brokers and may be liable for investment losses sustained by customers. We take cases on a contingency fee basis only, which means we only get paid if you recover your losses. Please call 312-332-4200 today for a free consultation with an attorney. There is no obligation.
Eugene Riggio was being investigated by the Financial Industry Regulatory Authority (FINRA) to determine whether he misused customer funds. He also allegedly borrowed money from a firm customer. FINRA barred him from the securities industry after he failed to respond to an investigation against him. He was previously registered with Royce Investment Group, Pruco Securities, GBI Capital Partners, AM Capital LLC, Brookstreet Securities Corop, Gilford Securities, Labranche Financial Services, Wall Street Access, Whotrades and Wilmington Capital Securities in Hawthorne, New York from April 2015 until October 2016. He has been permanently barred from the industry.
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