Did you lose money with Swan Sihua Shen, a registered broker with Capital Financial Services? Ms. Shen allegedly violated firm policies by copying and pasting client signatures, and altering forms. This resulted in her being terminated from her former firm, CBS. This is against firm policies and Financial Industry Regulatory Authority (FINRA) rules. A broker must follow all firm policies and FINRA rules or else her brokerage firm may be liable for investment losses. Please call our Chicago-based law firm today if you suffered losses with Ms. Shen. We may be able to help you bring a claim against Capital Financial Services in order to recover investment losses on a contingency fee basis. We only make money if you recover yours. The call is free with no obligation. 312-332-4200.
Ms. Shen was registered with Mony Securities Corp, Metropolitan Life Insurance Company, MetLife Securities, CUNA Brokerage Services, Capital Financial Services, and Cantella Inc. he is currently registered with Capital Financial Services in Burlington, Massachusetts and has been since October 2014. He has two customer disputes against him, according to his online FINRA BrokerCheck report.
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