What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: August 4, 2015

Stoltmann Law Offices is investigating Michael Brunelli and his firm, LPL Financial. Mr. Brunelli was accused by LPL for accepting a check made payable to himself for investment services allegedly unrelated to LPL. He was also the subject of a tax lien of almost $50,000. LPL suspended Brunelli because he failed to respond to a Financial Industry Regulatory Authority (FINRA) request for information. Michael Brunelli was registered with Signator Investors Inc. in Boston, Massachusetts from November 2002 until April 2004, New England Securities in Manchester, New Hampshire from May 2004 until January 2007, Legacy Financial Services in Milford, Massachusetts from January 2007 until June 2007, SII Investments in Westborough, Massachusetts from June 2007 until May 2012 and LPL Financial in Waltham, Massachusetts from April 2012 until June 2014. He is not currently licensed within the industry.

If you invested money with Mr. Brunelli, you may be entitled to recover your money in the FINRA arbitration process by suing LPL Financial. The firm had a duty to reasonably supervise him while he was registered with them, and, because they did not, can be held liable for financial losses. Please call our securities law firm in Chicago, Illinois for a free consultation with an attorney. 312-332-4200.

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