Stoltmann Law Offices is investigating Joseph Mahalick from Chicago, Illinois. The Financial Industry Regulatory Authority (FINRA) alleged that he intentionally misidentified a broker of record on account applications, in an attempt to cover up for another representative who allegedly violated securities regulations. This is against securities rules and regulations. Mahalick was registered with Garden State Securities in Chicago, Illinois from September 2008 until November 2009, Jesup & Lamont Securities Corp in Chicago from November 2009 until July 2010, Anderson & Strudwick Inc. in Chicago from July 2010 until December 2011, Meyers Associates in Chicago from November 2011 until May 2013 and Newport Coast Securities in Chicago from April 2013 until October 2015. He has been permanently barred by FINRA.
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