Published On: February 1, 2016

Stoltmann Law Offices is investigating Joseph Mahalick from Chicago, Illinois. The Financial Industry Regulatory Authority (FINRA) alleged that he intentionally misidentified a broker of record on account applications, in an attempt to cover up for another representative who allegedly violated securities regulations. This is against securities rules and regulations. Mahalick was registered with Garden State Securities in Chicago, Illinois from September 2008 until November 2009, Jesup & Lamont Securities Corp in Chicago from November 2009 until July 2010, Anderson & Strudwick Inc. in Chicago from July 2010 until December 2011, Meyers Associates in Chicago from November 2011 until May 2013 and Newport Coast Securities in Chicago from April 2013 until October 2015. He has been permanently barred by FINRA.

Joseph-Mahalick-FINRA-AWC

Disclaimer

The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.

PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.

Chicago Investment Fraud Attorneys Offering Nationwide Representation to Investors

If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

Stoltman Law Securities and Investment Fraud Attorneys