Stoltmann Law Offices is investigating Jonathan Freeland, a financial advisor in Minneapolis, Minnesota. The Financial Industry Regulatory Authority (FINRA) recently barred Freeland from the industry. He was being investigated for allegations that he stole or misappropriated funds from an investment advisory firm. Freeland was a registered representative with The M&A Group from November 2011 until June 2015. Brokerage firms such as The M&A Group have a responsibility to adequately supervise all representatives who are registered through their firm. The firm must also take steps to ensure that their financial advisors follow all securities rules and regulations and internal firm policies. When they fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by investors.
Freeland was registered with The M&A Group in Minneapolis, Minnesota from November 2011 until June 2015. He is not licensed within the industry and has been permanently barred from the industry.
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