According to a recent Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA), Zena Yofonovich allegedly borrowed money without firm approval. This occurred from June 11, 2007 until May 24, 2009 and borrowed a total of $63,500 from an elderly firm customer. The funds were withdrawn from Yofonovich’s variable annuity held at Pruco Securities. This is against securities laws and resulted in a suspension from the industry of two months. According to FINRA BrokerCheck, Yofonovich was registered with SMA Equities in Worcester, Massachusetts from October 1986 until December 1989, Prudential in Newark, New Jersey from June 1990 until July 1992, Pruco Securities in Newark from June 1990 until July 1992, Pruco Securities in New Jersey from October 1993 until February 2005 and Pruco Securities in Rosemont, Illinois from May 2006 until November 2016. She has one customer dispute pending against her and is currently not registered.
We are securities attorneys based in Chicago and Barrington, Illinois and sue firms like Pruco Securities in the FINRA arbitration forum on a contingency fee basis, which means we only make money if you recover yours. The call to us is free with no obligation and attorneys are standing by so please call today.
The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.
PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.