Call 312-332-4200 Today If You Have Frederick Monroe Jr and Voya Financial Losses

To find out how you can recover your losses on a contingency fee basis. Attorneys are standing by to take your call for a no-cost, no-obligation consultation in order to determine if we can help you bring a claim against Voya Financial if you have losses with Frederick Monroe Jr. 312-332-4200. Monroe pleaded guilty to one count of Grand Larceny on December 21, 2015. On February 16, 2016, Monroe was sentenced to five and a third to 16 years in prison. He also signed confessions of judgment in favor of his victims totaling $3,074,012. Monroe was barred by the Securities and Exchange Commission (SEC) and was barred from participating in any offering of a penny stock, including acting as a promoter, finder, consultant, agent or other person who engages in activities with a broker, dealer or issuer for purposes of the issuance or trading in any penny stock, or inducing or attempting to induce the purchase or sale of any penny stock. These are against securities laws.
According to his online, public report with the Financial Industry Regulatory Authority (FINRA), Monroe was registered with Robert W. Baird in Milwaukee, Wisconsin from July 1994 until January 2002, Northwestern Mutual Investment Services in Latham, New York from July 1994 until February 2006 and Voya Financial Advisors in Albany, New York from February 2006 until June 2015. He has 15 customer disputes against him and one criminal final disposition. He has been permanently barred from the industry.