Stoltmann Law Offices is investigating Heliane Steden, a a former broker with Merrill Lynch. Steden was accused of executing unauthorized trades and making unsuitable investment recommendations. She also was accused of misrepresenting material facts related to investments and failed to disclose risks associated with investments in options products. These are all against securities rules and regulations. Merrill Lynch, her former firm, can be held liable for losses in the Financial Industry Regulatory Authority (FINRA) arbitration forum on a contingency fee basis, which means we only make money if you recover yours. The call to us is free with no obligation. We are securities attorneys who are based out of Chicago and Barrington, Illinois. Attorneys are standing by.
According to her online FINRA BrokerCheck report, Steden was previously registered with The Equitable Life Assurance Society of the United States in New York, New York from March 1992 until November 1992, Equico Securities in New York from March 1992 until November 1992, BT Alex Brown Inc. in Baltimore, Maryland from February 1999, August 1999, and Merrill Lynch in New York from September 1999 until May 2017. She has two customer disputes against her and is currently not registered within the industry.
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