You can. The attorneys of Stoltmann Law Offices sue brokerage firms like Lowell & Company in the Financial Industry Regulatory Authority (FINRA) on a contingency fee basis in order to recover investment losses for investors. We sue firms in the arbitration forum and we only make money if you recover yours. To find out how to bring a claim against Thomas Gackle’s former firm, Lowell & Company, please call 312-332-4200 today for a no-cost, no obligation consultation with one of our attorneys.
Thomas Gackle allegedly failed to disclose material levents prior to association with Lowell & Company, which was an order issued by the Kansas Bar for the indefinite suspension from practicing law in the state of Kansas. FINRA also barred him from the securities industry. Another complaint against him involved direct participation products (DPPs) such as non-traded real estate investment trusts (REITs). These tend to be risky and illiquid investments that are not suitable for all investors. A broker must take into account a client’s age, net worth, investment objectives and investment sophistication before recommending or selling an investment. If he does not, his brokerage firm can be held liable for losses.
According to his online FINRA BrokerCheck report, Mr. Gackle was registered with Walnut Street Securities, SII Investments, Geneos Wealth Management, Sigma Financial Corp and Lowell & Company in Novi, Michigan from September 2006 until April 2015. He has one customer dispute pending against him and he has been barred from the industry.
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