Please call the attorneys of Stoltmann Law Offices at 312-332-4200 today if you suffered losses with Kathie Foreman, a registered broker with Calton & Associates in Maumee, Ohio. Foreman has been the subject of customer disputes. She has been accused of mismanaging an account, causing losses, not properly diversifying an account, failing to follow instructions and misrepresenting and recommending unsuitable products. These are all against securities rules and regulations, and Calton & Associates may be responsible for money losses if you were a victim of Ms. Foreman’s. The brokerage firm has a responsibility to reasonably supervise Ms. Foreman, and, because it did not, can be held liable for losses. Please call our Chicago-based law firm at 312-332-4200 today to find out how you may be able to recover your losses in the Financial Industry Regulatory Authority (FINRA) arbitration forum on a contingency fee basis. We don’t make money unless you recover yours.
According to her online, FINRA BrokerCheck report, Kathie Lee Foreman was previously registered with Walnut Street Securities in El Segundo, California from December 2001 until October 2002, Online Brokerage Services in Whitehouse, Ohio from November 2002 until October 2006 and Sigma Financial Corp in Maumee, Ohio from October 2006 until May 2016. She is currently registered with Calton & Associates in Maumee and has been since June 2016. She has six customer disputes against her.
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