Published On: June 23, 2015

Rachel Elizabeth Levering, a former broker with Raymond James, according to the Financial Industry Regulatory Authority (FINRA), allegedly forged the signatures of her branch manager and former branch manager on 20 documents. She did not receive approval to forge the signatures. For this, FINRA fined her $5,000 and suspended her for six months from the industry. Levering was associated with Financial Network Investment Corporation in Marion, Ohio from March 2004 until May 2007, Lincoln Financial Advisors in Columbus, Ohio from May 2007 until December 2007 and Raymond James in Powell, Ohio from April 2008 until November 2013. She is not licensed within the industry. If you suffered financial losses with Rachel Elizabeth Levering, please contact us at 312-332-4200. We can help you sue her former firm, Raymond James, who may be held liable for investment losses suffered.

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