What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: June 23, 2015

Rachel Elizabeth Levering, a former broker with Raymond James, according to the Financial Industry Regulatory Authority (FINRA), allegedly forged the signatures of her branch manager and former branch manager on 20 documents. She did not receive approval to forge the signatures. For this, FINRA fined her $5,000 and suspended her for six months from the industry. Levering was associated with Financial Network Investment Corporation in Marion, Ohio from March 2004 until May 2007, Lincoln Financial Advisors in Columbus, Ohio from May 2007 until December 2007 and Raymond James in Powell, Ohio from April 2008 until November 2013. She is not licensed within the industry. If you suffered financial losses with Rachel Elizabeth Levering, please contact us at 312-332-4200. We can help you sue her former firm, Raymond James, who may be held liable for investment losses suffered.

Disclaimer

The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.

PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.

Chicago Investment Fraud Attorneys Offering Nationwide Representation to Investors

If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

Stoltmann Law Securities Investment Fraud Attorneys