Did you lose money with Costa Tzotzis? If so, the attorneys at Stoltmann Law Offices are interested in speaking with you about those losses. Tzotzis was sanctioned by the Financial Industry Regulatory Authority (FINRA) in 2013, following allegations he “exercised time and price discretion in connection with block trades outside the permissible exception of NASD rules. He shared certain customer accounts with multiple brokers and participated in effecting block trades of securities involving non-discretionary customers.” For this, he was suspended for five days and fined $7,500. He also allegedly participated in excessive trading, which is against securities laws. His previous registrations include First Midwest Securities, Prestige Financial Center, Sloan Securities, Aura Financial Services, First Montauk and Murphy & Durieu. He has been registered with Cape Securities in New York, New York since 2011. Please call today to find out how you can recover your losses by suing Cape Securities for Tzotzis losses. The call is free with no obligation.
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