Did you lose money with Costa Tzotzis? If so, the attorneys at Stoltmann Law Offices are interested in speaking with you about those losses. Tzotzis was sanctioned by the Financial Industry Regulatory Authority (FINRA) in 2013, following allegations he “exercised time and price discretion in connection with block trades outside the permissible exception of NASD rules. He shared certain customer accounts with multiple brokers and participated in effecting block trades of securities involving non-discretionary customers.” For this, he was suspended for five days and fined $7,500. He also allegedly participated in excessive trading, which is against securities laws. His previous registrations include First Midwest Securities, Prestige Financial Center, Sloan Securities, Aura Financial Services, First Montauk and Murphy & Durieu. He has been registered with Cape Securities in New York, New York since 2011. Please call today to find out how you can recover your losses by suing Cape Securities for Tzotzis losses. The call is free with no obligation.
Disclaimer
The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.
PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.
