According to a recent Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA), Justin L. Ferguson, formerly a registered representative with Country Capital Management, was being investigated for allegedly misappropriating funds from the account of a customer at an affiliate bank of the firm. This is against securities rules and regulations. He also failed to respond to a FINRA investigation. For this, he was barred from the industry by FINRA. According to his online BrokerCheck report, he was registered with Country Capital Management in Columbus, Georgia from February 2014 until January 2016. He is not currently licensed with any FINRA member firm and he is not licensed within the industry. FINRA permanently barred him from the industry. If you or someone you know invested money with Justin L. Ferguson, please call our securities law offices in Chicago to speak to an attorney for free. We may be able to help you bring a claim against his former firm, Country Capital Management, for failing to properly supervise him while he was employed there. We sue firms in the FINRA arbitration forum on a contingency fee basis, which means we don’t get paid unless you recover money. Please call today as there is a statute of limitation on most cases.
Disclaimer
The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.
PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.