What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: September 12, 2016

Stoltmann Law Offices is investigating Craig Hayward, a broker with Mid Atlantic Capital Corp in Lafayette, Colorado. Hayward allegedly made unsuitable investment recommendations and misrepresentations among other claims. Many of the claims involve direct participation products (DPPs) and private placements in oil and gas partnerships and non-traded real estate investment trusts, (REITs) and other alternative investments. These investments tend to be risky and illiquid investments that are not suitable for every customer. A broker must take into account a customer’s net worth, age, investment objectives and sophistication, among other factors, before recommending or selling these investments. If he does not do his due diligence, his brokerage firm may be responsible for investment losses because of its failure to properly supervise the broker. Call us today at 312-332-4200 to discuss your options of suing Mid Atlantic Capital Corp in the Financial Industry Regulatory Authority (FINRA) arbitration forum. Hayward was registered with London Pacific Securities in Sacramento, California from June 1994 until May 2004 and is currently registered with Mid Atlantic Capital Corp in Lafayette, Colorado since May 2004. He has six customer disputes against him, two of which are currently pending.

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If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

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