Former Ohio-based SA Stone Wealth Management broker Christopher Wendell was recently discharged from the firm. Mr Wendell was terminated following allegations he “violated firm policy regarding selling away, unsuitably invested assets in real estate investment trusts and sold low-cost mutual funds to purchase higher-cost mutual funds.” He also recommended unsuitable investments and executed unauthorized trades. These are all against securities laws and internal firm policies. He also unsuitably invested assets in real estate investment trusts (REITs) and sold low-cost mutual funds to purchase higher-cost mutual funds and recommended unsuitable investments. Firms like SA can be sued for this misconduct. To find out how to recover your losses, please call us today at 312-332-4200 to speak to an attorney. The call is free with no obligation. Wendell was previously registered with IDS Life Insurance Company in Minneapolis, Minnesota, American Express in Minneapolis, WRP Investments in Celina, Ohio and most recently with SA Stone Wealth Management in Celina from 2014 until 2017. This is according to FINRA records.
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