Stoltmann Law Offices is investigating Cory Bataan, who is currently registered with Aegis Capital in Melville, New York. He is the subject of customer complaints, including recommending unsuitable investments and charging excessive fees and commissions. He was terminated from his position with Aegis Capital for recommending unsuitable investments, executing unauthorized transactions, churning accounts and breaching fiduciary duty. Bataan was registered with Joseph Stevens & Co. in Brooklyn, New York from October 1996 until July 2001, Ameritas Investment Corp in New Hyde Park, New York from December 2007 until April 2008 and Empire Asset Management in New York, New York from April 2008 until August 2012. He is currently registered with Aegis Capital in Melville, New York and has been since August 2012. He has four customer disputes against him, one of which is currently pending. Please call today for a free consultation.
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