Stoltmann Law Offices is investigating Damon Vickers, a financial advisor with Southeast Investments. The Washington Division of Securities filed a complaint against him that alleged that he excessively traded in his customer accounts and earned over $5.3 million in commissions from 2009 until 2012. The complaint also alleged that he provided investment advisory services, despite having no advisory license or registration. The Washington Division of Securities seeks to impose fines on Vickers and to revoke his securities license.
Vickers was registered with The Stuart-James Company, Madison Chapin Associates, Escalator Securities, Aurex Financial Corp, Melbourne GSI Corp, Securities America, Clearing Services of America, Laidlaw Equities, Janssen-Meyers Associates, Capital Securities of America, Westminster Financial Securities, LaSalle St. Securities, Brokersxpress, International Financial Solutions, and Southeast Investments in San Juan, Puerto Rico from October 2008 until February 2014. He has three customer disputes against him and one criminal. He is not currently licensed within the industry, according to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report.
If you invested money with Damon Vickers, please call our securities law firm at 312-332-4200 to speak to an attorney. The call is free with no obligation. You may be able to sue his former firm, Southeast Securities, for not reasonably supervising him while he was employed there. We take cases on a contingency fee basis.
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