What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: November 15, 2016

Did you lose money with Daniel Beech, an investment advisor with Independent Financial Group in Beverly Hills, California? If so, the attorneys at Stoltmann Law Offices would like to speak with you regarding those investments. We are securities attorneys who bring legal claims against firms such as Independent Financial Group in the Financial Industry Regulatory Authority (FINRA) arbitration forum on a contingency fee basis. Firms such as this may be responsible for losses because they did not reasonably supervise their representatives while they were employed there. According to his online FINRA BrokerCheck report, Beech was employed with Royal Alliance Associates in Los Angeles, California from November 2013 until January 2015 and Independent Financial Group in Sherman Oaks, California from December 2014 until April 2016. He is currently registered with Western International Securities in Sherman Oaks and has been since May 2016. He has one criminal disposition against him. Please call us today for your free consultation with a securities attorney. There is no obligation.

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If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

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