What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: January 16, 2017

According to a recent Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA), Daniel Staudacher allegedly executed eight unauthorized transactions in two different customer accounts. He also engaged in unapproved securities-related communications with the same customers. These are against securities rules and regulations. Staudacher engaged in these practices from August 2015 until September 2015. According to his online FINRA BrokerCheck report, Staudacher is registered with PFS Investments Inc. in Dallas, Texas and has been since May 1997. He has one customer dispute against him. If you suffered losses with Daniel Staudacher, please call our securities law firm in Chicago at 312-332-4200 to speak to an attorney for free. We may be able to help you bring a legal claim against PFS Investments for not properly supervising him. We take cases on a contingency fee basis.

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