Published On: October 23, 2015

Stoltmann Law Offices is investigating Daren Dorval, a Legend Securities broker. Dorval has been accused of making unsuitable investment recommendations, negligence, fraud, unauthorized trading, misrepresentations and churning and excessive trading, which are against securities rules and regulations. Churning is excessive trading in a customer account in order to generate large commissions for the broker. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, Dorval was registered with J.P. Turner & Company in Atlanta, Georgia from March 2001 until October 2001, VFinance Investments in Boca Raton, Florida from October 2001 until January 2002, VFinance in New York, New York from January 2002 until September 2009 and Legend Trading in New York from October 2011 until February 2013. He is currently registered with Legend Securities in Tinton Falls, New Jersey and has been since September 2009. He has five customer disputes against him, three of which are currently pending. He has one criminal dispute against him.

If you invested money with Daren Dorval, you may be able to recover your investment losses by calling our securities law offices at 312-332-4200 to speak to an attorney. His firm, Legend Securities, may be held liable for investment losses because they are responsible for reasonably supervising him. The call is free with no obligation.

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If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

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