Published On: October 27, 2015

Stoltmann Law Offices is investigating David Weinbach, a former registered representative with Robert W. Baird. According to his Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA), Weinbach was fined $12,500 and was censured. He allegedly exercised discretion in executing transactions in customer accounts without obtaining his client’s written authorization and without putting it in writing to Robert W. Baird. These are both against securities rules and regulations.

David Weinbach was associated with Century Investors of America from May 1993 until October 1993, CUNA Brokerage Services in Waverly, Iowa from October 1993 until April 1999 and Robert W. Baird in Madison, Wisconsin from March 1999 until November 2013. He has one customer dispute against him. If you invested money with David Weinbach, please call our securities law firm in Chicago at 312-332-4200 for a free consultation with one of our attorneys. We sue firms such as Robert W. Baird in the FINRA arbitration forum to recover losses for investors. We take cases on a contingency fee basis only.

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