Stoltmann Law Offices is investigating David Weinbach, a former registered representative with Robert W. Baird. According to his Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA), Weinbach was fined $12,500 and was censured. He allegedly exercised discretion in executing transactions in customer accounts without obtaining his client’s written authorization and without putting it in writing to Robert W. Baird. These are both against securities rules and regulations.
David Weinbach was associated with Century Investors of America from May 1993 until October 1993, CUNA Brokerage Services in Waverly, Iowa from October 1993 until April 1999 and Robert W. Baird in Madison, Wisconsin from March 1999 until November 2013. He has one customer dispute against him. If you invested money with David Weinbach, please call our securities law firm in Chicago at 312-332-4200 for a free consultation with one of our attorneys. We sue firms such as Robert W. Baird in the FINRA arbitration forum to recover losses for investors. We take cases on a contingency fee basis only.
The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.
PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.