Published On: October 23, 2015

Stoltmann Law Offices is investigating David Wolk, a former broker with Woodstock Financial. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, Wolk allegedly violated securities laws such as making unsuitable investment recommendations, negligence, fraud, unauthorized trading, misrepresentations and churning and excessive trading. Churning is used to generate large commissions for the broker. Wolk was registered with Walsh Manning Securities from February 1998 until March 1998, J.P. Turner & Co. in Atlanta, Georgia from February 1998 until December 1998, Dalton Kent Securities in New York, New York from February 1999 until November 2000, Bluestone Capital in New York from November 2000 until November 2001, Northeast Securities in Mitchelfield, New York from December 2001 until April 2002, National Securities Corp in Seattle, Washington from April 2002 until February 2003 and Woodstock Financial in Garden City, New York from February 2003 until September 2014. He has 13 customer disputes against him, five of which are currently pending. He has one criminal dispute against him.

If you invested money with David Wolk, please call our securities law firm at 312-332-4200 to speak to an attorney about your financial losses. His former firm, Woodstock Financial, may be liable for investment losses because they had a duty to reasonably supervise him while he was employed there. The call is free with no obligation. We take cases on a contingency fee basis only.

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If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

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