Dennis H. Cambal; JHS Capital

Stoltmann Law Offices is investigating Dennis H. Cambal, a former registered representative with JHS Capital. According to the Financial Industry Regulatory Authority (FINRA), Cambal has been accused of making excessive trades, failing to follow customer instructions, making unsuitable investment recommendations and effecting unauthorized trades while registered with several broker-dealers since 1983. Massachusetts regulators determined that Cambal should be supervised on a heightened basis while registered with NBC Securities Inc. NBC shall not permit Cambal to have any principal, supervisory or managerial duties while associated with NBC. NBC shall not permit Cambal to possess or exercise discretion in the handling of Massachusetts customer accounts, and NBC shall ensure that Cambal’s Massachusetts customers are satisfied with Cambal’s services.

Cambal was registered with Thomson McKinnon Securities in New York, New York from September 1983 until August 1989, Prudential Securities Inc. in New York from August 1989 until August 1995, Legg Mason Wood Walker in Baltimore, Maryland from August 1995 until August 2005, RBC Capital Markets in Osterville, Massachusetts from August 2005 until October 2011 and JHS Capital Advisors in Osterville from October 2011 until August 2015. He is currently registered with NBC Securities in Yarmouth, Massachusetts and has been since August 2015. He has nine customer disputes against him.