Published On: September 9, 2015

Did you lose money with Derek Lee Miller, formerly of Securities America, Inc.? Stoltmann Law Offices is investigating Miller after he was fired from Securities America for failing to follow firm policies and procedures concerning unit investment trusts or UITs. UITs are investment companies that offer a fixed, unmanaged portfolio, generally of stocks and bonds, as redeemable “units” to investors for a specific period of time. It is designed to provide capital appreciation and/or dividend income.

He was registered with A.G. Edwards & Sons in St. Louis, Missouri from March 2004 to April 2005, Merrill Lynch in San Diego, California from April 2005 until April 2008, Wells Fargo Advisors in San Diego from April 2008 until June 2010, Cambridge Investment Research in Santa Monica from June 2010 until March 2013 and Securities America in Redondo Beach, California from March 2013 until October 2014. He is not licensed within the industry and has been permanently barred.

If you lost money with Derek Lee Miller, please call our securities law firm in Chicago at 312-332-4200 to speak with an attorney. You may be able to bring a claim against Miller’s former firm, Securities America, for failing to supervise him while he was employed there. The call is free with no obligation.

Disclaimer

The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.

PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.

Chicago Investment Fraud Attorneys Offering Nationwide Representation to Investors

If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

Stoltman Law Securities and Investment Fraud Attorneys