Published On: January 26, 2017

Stoltmann Law Offices is interested in speaking to those investors who may have invested with Douglas Studer, formerly of Kovack Securities. Studer was recently barred from the industry by the Financial Industry Regulatory Authority (FINRA). Studer was accused of unauthorized trading and refused to appear for a testimony regarding an investigation into whether he violated firm policy by being named in an elderly customer’s estate document to inherit the customer’s waterfront condominium. If you invested with Douglas Studer, you may be able to recover your losses by bringing an arbitration claim against Kovack Securities in the FINRA arbitration forum. The firm had a duty to reasonably supervise him and it did not. We take cases on a contingency fee basis. The call to us is free with no obligation so please call today. 312-332-4200.

Studer was registered previously with Prime Capital Services in Port Richey, Florida from August 2001 until August 2006, H&R Block Financial Advisors in New Port Richey, Florida from July 2006 until September 2007, VSR Financial Services in Apollo Beach, Florida from September 2007 until March 2009, Prime Capital Services in Tampa, Florida from March 2009 until November 2013, National Securities Corp in Aventura, Florida from November 2013 until November 2015 and Kovack Securities in Fort Lauderdale, Florida from October 2015 until July 2016. He has two customer disputes against him. He was permanently barred from the industry.

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