Published On: October 22, 2015

Stoltmann Law Offices is investigating Edward Jeffrey, a broker with Aegis Capital in Portland, Oregon. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, Jeffrey engaged in churning and unauthorized and excessive trading. This tactic is used by brokers to garner maximum commissions, and is against securities rules and regulations. Allegedly, from July 2004 until November 2007, Jeffrey effected 682 discretionary transactions in customer accounts without written authorization. He was fined $10,000 and suspended from the industry for 30 days.

If you invested money with Edward Jeffrey, please call our securities law firm in Chicago, Illinois at 312-332-4200 to speak to an attorney about your options. You may be able to bring a claim against his firm, Aegis Capital. They may be held liable for investment losses because they have a duty to reasonably supervise him. The call is free with no obligation. We take cases on a contingency fee basis only.

Disclaimer

The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.

PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.

Chicago Investment Fraud Attorneys Offering Nationwide Representation to Investors

If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

Stoltman Law Securities and Investment Fraud Attorneys