Published On: February 16, 2017

According to a recent Letter of Acceptance, Waiver and Consent with the Financial Industry Regulatory Authority (FINRA), Eric Darty was barred from the industry. Allegedly, Darty converted funds from customers illegally and also effected unauthorized transactions for customers from November 2015 through October 2016. This is against securities rules and regulations. His former firm, BBVA Securities, can be held liable for investment losses. Please call 312-332-4200 today to find out how you may be able to sue the investment firm for your losses. The firm had a duty to reasonably supervise Mr. Darty, and, because it did not, can be held liable for losses. The call is free with no obligation. We take cases on a contingency fee basis only, so you only have to pay if you receive money. According to his online FINRA BrokerCheck report, Eric Darty was registered with BBVA Securities in Birmingham, Alabama from August 2014 until November 2016. He has one customer dispute against him and is currently not registered.

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