According to a recent Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA), Eric Ott allegedly signed a customer’s name to two applications for insurance without the customer’s knowledge or consent. This is against securities laws. For this, he was fined $15,000 and suspended from the industry for 13 months. According to his FINRA BrokerCheck report, Eric Eugene Ott was registered with JP Morgan Securities in Bellevue, Kentucky from November 2013 until March 2015 and MML Investors Services in Cincinnati, Ohio from August 2015 until April 2016. He is currently not registered within the industry. If you suffered losses with Eric Ott, please call our securities law firm based in Chicago, Illinois for a free consultation with one of our attorneys. We may be able to help you recover your losses on a contingency fee basis. We bring claims against firms such as MML Investors Services in the FINRA arbitration forum.
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