Published On: April 18, 2017

Did you lose money with Eric Springer, currently registered at Woodbury Financial Services in Grand Rapids, Michigan? If so, the attorneys at Stoltmann Law Offices are interested in speaking with you about your losses. The Financial Industry Regulatory Authority (FINRA) alleged that Mr. Springer submitted new account forms, Point of Sale forms, variable annuity applications and Qualified Transfer Request forms by photocopying customer signatures from other forms and affixing them to other forms before submitting them to Woodbury Financial Services. This happened 30 times and occurred between January 2010 and March 2014. This is against securities rules and regulations. For this, he was suspended from the industry for one month and fined $5,000. Brokerage firms like Woodbury Financial Services have a responsibility to reasonably supervise their brokers and, if they do not, can be held liable for money losses. Please call our securities law firm at 312-332-4200 today to find out how you can recover your losses on a contingency fee basis. The call to us is free with no obligation.

According to his FINRA BrokerCheck report, Springer was registered with Foresters Equity Services in San Diego, California from March 1987 until September 1989 and is currently registered with Woodbury Financial Services in Grand Rapids, Michigan and has been since April 1998. He has two customer disputes against him.

Disclaimer

The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.

PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.

Chicago Investment Fraud Attorneys Offering Nationwide Representation to Investors

If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

Stoltmann Law Securities Investment Fraud Attorneys