Published On: February 14, 2017

According to a recent Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA), Eugene Anderson, while registered with Thrivent Investment Management, converted customer funds for his own use. He allegedly made improper use of a customer’s securities or funds. In 2006, Anderson solicited $15,000 from two of his brokerage customers for personal use. He kept the funds and did not repay the customers. This is against FINRA rules. For this, he was barred from the industry.

According to his online, FINRA BrokerCheck report, Anderson was registered with Lutheran Brotherhood Securities, Thrivent Investment Management in Apache Junction, Arizona from July 2002 until June 2007, LPL Financial, United Planners’ Financial Services of America, and JP Turner. He has one customer dispute against him. Please call 312-332-4200 today if you suffered losses with Eugene Anderson. Thrivent may be responsible for those losses. We take cases on a contingency fee basis only. The call to us is free with no obligation.

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