Stoltmann Law Offices is investigating former First Allied Securities broker Sean Brady. Brady was terminated from First Allied in connection to alleged rule violations. According to his online, public Financial Industry Regulatory Authority (FINRA) records, Mr. Brady signed a customer’s name on documents, misled her, and placed her in unsuitable investments. These are all against securities laws and internal firm rules. In October 2017, he was terminated from First Allied Securities following allegations he violated firm policies regarding the falsification of signatures on documents, text messaging and consolidated account reports. Sean Aaron Brady was previously registered with FFP Securities in St. Louis, Missouri from March 2001 until May 2008 and First Allied Securities in St. Louis from May 2008 until November 2017. He has one customer dispute against him, which is currently pending. He is not currently registered as a broker within the industry.
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