Publicly available records with the Financial Industry Regulatory Authority (FINRA), indicate that former Chicago-based Forest Securities broker Jeffrey Nimmow was terminated from the firm. Nimmow allegedly violated FINRA and internal firm rules by not being registered to sell a security, failing to properly report activity, failing to obtain certain information required to open an account, failing to make suitability determinations, failing to make an accredited investors determination, soliciting a customer to purchase interests in a Woodbridge Group Companies Promissory Note, failing to obtain approval for an outside business activity, and other violations.
Jeffrey Nimmow was previously registered with John Hancock Mutual Life Insurance Company, Signator Investors, USAllianz Securities, TradeRight Securities in Prairie Du Sac, Wisconsin from January 2007 until October 2008, Questar Capital Corp in Merrimac, Wisconsin from February 2009 until August 2015 and Forest Securities in Chicago, Illinois from August 2015 until March 2018. He has two customer disputes against him and one employment separation after allegations. He is not currently registered as a broker within the industry. Please contact our law offices today if you suffered losses with Jeffrey Nimmow. We are securities attorneys based in Chicago and Barrington, Illinois and we sue firms like Forest Securities in order to recover investment losses on a contingency fee basis. Please call today, as time is of the essence. Certain statutes of limitations may apply to these cases.
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