What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: May 2, 2016

Stoltmann Law Offices is investigating customer complaints filed with the Financial Industry Regulatory Authority (FINRA) against former National Securities Corporation broker John Labarca. According to FINRA BrokerCheck records, Labarca was barred from the securities industry in February 2016. He was being investigated for breaching securities rules and regulations which include making unsuitable investment recommendations, making unauthorized trades and breaching fiduciary duty, among other claims. Labarca was registered with Oppenheimer & Co. in New York, New York from October 1991 until July 1997, Gruntal & Co. in New York from July 1997 until May 2002, Ryan Beck & Co. in New York from April 2002 until June 2006, Wells Fargo Advisors in New York from June 2006 until February 2010 and National Securities Corp in Edison, New Jersey from February 2010 until February 2016. He has three customer disputes against him, one of which is currently pending. He has one criminal disposition against him. Call us today if you believe you have a claim against John Labarca. We may be able to help you sue his former firm, National Securities Corporation, for failing to reasonably supervise Labarca. The call to us is free.

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