What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: May 2, 2017

Stoltmann Law Offices is investigating Ciro Cavazos, a former Raymond James advisor. He was recently terminated from the firm. He allegedly borrowed money from a client without providing disclosure to Raymond James. Cavazos also allegedly misrepresented material facts related to an investment, and made unauthorized withdrawals that resulted in a tax liability. If you have lost money investing with Ciro Cavazos, also known as Nicholas Cavazos, please call our securities law firm at 312–332–4200 to speak to an attorney. The call is free. We may be able to help you bring a claim against his former firm, Raymond James. Cavazos was registered with Merrill Lynch in Chico, California from October 2007 until November 2007, A.G. Edwards & Sons in Paradise, California from October 2001 until January 2008, Wachovia Securities in Chico from January 2008 until November 2008, Edward Jones in Paradise from October 2008 until July 2011 and Raymond James in Chico from July 2011 until March 2016.

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If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

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