Stoltmann Law Offices is investigating Gary Hammond, a Hornor Townsend & Kent broker in Charlotte, North Carolina. Hammond was alleged to have recommended an unsuitable investment in two variable annuities, and was terminated from MML Investors Services “in connection with an internal review relating to violation of company policy as to the handling of a customer complaint and selling away.” Selling away is when a broker recommends or sells an investment that is not offered or sold by his investment company. It is against securities laws, and a brokerage firm may be liable for losses if it allows a broker to sell away. Please call 312-332-4200 today to find out how you may be able to recover your losses on a contingency fee basis.
Gary Wayne Hammond was previously registered with Guardian Investor Services, Park Avenue Securities, Metropolitan Life Insurance Company, MSI Financial Services and MML Investors Services in Charlotte, North Carolina from March 2017 until May 2017. He is currently registered with Hornor, Townsent & Kent in Charlotte, and has been since August 2017. He has two customer disputes against him, one of which is currently pending. This is according to the Financial Industry Regulatory Authority (FINRA).
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