What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: October 13, 2016

Stoltmann Law Offices is investigating Greg Weiss, a former Morgan Stanley registered representative. According to his online Financial Industry Regulatory Authority (FINRA) BrokerCheck report, Weiss received two customer complaints and recently resigned from Morgan Stanley. The firm alleged that he participated in outside activities that were not approved, executed an unauthorized sale of Goldman Sachs bonds, made unsuitable recommendations, breached fiduciary duty, acted negligently, misrepresented material facts, breached contract and committed fraud, among other securities transgressions. These are all against securities rules and regulations, and Weiss’ former firm, Morgan Stanley, can be held responsible in the FINRA arbitration forum for investment losses. Please call 312-332-4200 today to speak to one of our attorneys about your options of bringing legal recourse against Morgan Stanley. The call is free with no obligation.

Mr. Weiss was registered with Prudential Securities in New York, New York from March 1996 until June 2000, Janney Montgomery Scott in Philadelphia, Pennsylvania from June 2000 until March 2006, Raymond James & Associates in Boca Raton, Florida from February 2006 until July 2010 and Morgan Stanley in Delray Beach, Florida from July 2010 until August 2016. He has four customer disputes against him. He is not licensed within the industry.

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If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

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