Gregory McCloskey and Newport Coast Securities: What Investors Can Do

Did you lose investment money with Gregory McCloskey, formerly of Newport Coast Securities? If so, the attorneys at Stoltmann Law Offices are interested in speaking with you about those losses. Recently, McCloskey entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA). He allegedly participated in a series of private securities transactions without the knowledge or consent of his firm. He personally invested $50,000 in CW, a lighting and energy networking company, without the approval of Newport Coast Securities. He also told two customers about the investment and they invested a total of $50,000 as well. This is against securities laws and Newport Coast can be sued in order to recover those losses. Please call us at 312-332-4200 to find out how to recover your losses on a contingency fee basis in the FINRA arbitration forum. The call is free with no obligation.
McCloskey was previously registered with Centaurus Financial, Dean Witter Reynolds, SII Investments, Jefferson Pilot Securities, Brookstreet Securities, Wedbush Morgan Securities, National Securities Corp, and Newport Coast Securities in Irvine, California from December 2007 until July 2016. He is currently registered with Westpark Capital in Irvine and has been since July 2016, according to his FINRA BrokerCheck report.