Published On: January 20, 2017

The Financial Industry Regulatory Authority (FINRA) recently barred a former Hilliard Lyons broker, Henry Al Dean Watson. Watson allegedly made excessive trades and commissions, unauthorized trades and mismanaged portfolios. He also failed to appear for testimony before FINRA. Another customer complaint alleged that he purchased shares of a security without authorization. These are all against securities rules and regulations. Mr. Watson was registered with Painewebber Inc., Raymond James, Nationsbanc Securities, Nationssecurities, Banc of America Investment Services, Edgar M. Norris & Co. Inc., Scott & Stringfellow LLC, and J.J.B. Hilliard W.L. Lyons in Greenville, South Carolina from January 2012 until October 2016. He has three customer disputes against him and has been permanently barred from the industry, according to his online, FINRA BrokerCheck report. If you suffered losses with Henry Al Dean Watson, please call our securities law firm in Chicago to speak to one of our attorneys for free. There is no obligation. We may be able to help you bring a claim against Hilliard Lyons for not reasonably supervising Mr. Watson while he was registered with the firm. We take cases on a contingency fee basis, so we only make money if you recover yours. 312-332-4200.

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