What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: May 28, 2015

If you lost money with Jordon Scott Trice, an investment advisor in Reno, Nevada, you may be able to recover your investment losses by calling Stoltmann Law Offices at 312-332-4200. We are securities attorneys based in Chicago, who sue brokerage firms to help retail investors recover their money. The call is free with no obligation and one of our attorneys can discuss your options for suing his former firm, as they had a duty to reasonably supervise him while he was employed there.

Trice was named a respondent in a Financial Industry Regulatory Authority (FINRA) complaint, alleging that he recommended options transactions in a customer account that was not approved by his member firm for options activity. This transaction allegedly resulted in a net loss of $29,050.84 for the customer. Trice himself received $3,364.80 in commission fees for this transaction.

Mr. Trice was registered with Great Circle Financial in Reno, Nevada from November 2010 until November 2012. He has two customer disputes against him, both of which are currently pending. He is not currently licensed to act as a broker or as an investment adviser, according to FINRA on their BrokerCheck report.

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If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

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